OGL/2024/908/0377 Granted
Submitted: 16.09.24
Contact: George Van Zinnincq Bergmann
Timeline
14.03.24 – Verification (Monica Botero)
12.07.24 – Due Diligence (Philippe Warzee)
13.07.24 – Due Diligence (Anton Axiaq)
23.07.24 – Due Diligence (Sarah Tua)
01.04.25 – Due Diligence (Kevin Mallia)
03.04.25 – Suitability (Hilary Stewart Jones)
04.04.25 – Suitability (Andrew McCulloch)
05.05.25 – Approval (Cedric Pietersz)
23.05.25 – Conditionally Issued (Cedric Pietersz)
Checklist
(11)[Critical] QPA/2024/00608 - Rodney Hall - Proof of Address
[Critical] QPA/2024/00608 - Rodney Hall - SOW
[Critical] Share Ledger Certification
[Critical] Compliance officer
[Critical] Financial Statements
[Critical] Source of funds of business
[Critical] Segregated Funds
[Critical] Prohibited / Sanctioned Countries
[Critical] Self Exclusion
[Critical] Financial Bets
+1 more